Compliance Manager
Tighter investment regulations all over the world, highly complex client mandates, and much greater levels of scrutiny than ever before have combined to make compliance a major issue for asset managers. In the near future, it will be impossible to operate in asset management without sophisticated pre- and post-trade investment compliance technology.
Leading asset management firms see this as an opportunity rather than a problem, and likewise see compliance technology as an investment rather than a cost. In addition to providing protection against investment breaches, industry leaders use their compliance technology as a marketing tool to demonstrate their commitment to compliance and control, and to confirm their ability to deal with highly complex client mandates.
Capstone Sentinel is the pioneer and market-leading pre- and post-trade investment compliance system, which continues to be developed in partnership with several of the world's largest asset managers. The system provides high performance checks for even the most complex rules across all asset classes, and includes comprehensive reporting and breach monitoring workflow.